About Products & Services

Alan Katz offers the following products and services to his clients in a variety of account relationship formats. Each format is based on the arrangement which best fits our client's needs, circumstances, goals and objectives and is mutually selected by the client and by us to achieve the desired relationship. The products and services offered include:

Investment Products

  • Mutual Funds
  • Exchange Traded Funds (EFT's)
  • Common and Preferred Stocks
  • Municipal and Corporate Bonds
  • Brokerage CD's
  • Government Securities
  • 529 College Savings Plans
  • Real Estate Investment Trusts (REIT's)
  • Limited Partnerships
  • Variable Annuities and Life Insurance

Investment Account Relationship

  • Direct Sponsor Accounts
  • Brokerage Accounts
  • Fee Based Advisory Accounts
  • Third Party Advisory Management Service
  • Fee Based Consulting Services

Pre- and Post Retirement Planning

  • 401 (k) Retirement Plans
  • 403 (b) Retirement Plans
  • Defined Benefit Pension Plans
  • Money Purchasing Pension Plans
  • Profit Sharing Plans
  • Employee Stock Option Plans (ESOP's)
  • Deferred Compensation Plans
  • IRA & 401 (k) Rollovers
  • Traditional IRA
  • Roth IRA
  • Simple IRA
  • Stretch IRA

Financial Planning

  • Cash-Flow Planning Strategies
  • Estate Planning Strategies
  • Asset Preservation Strategies
  • Income Preservation Strategies 
  • Family Legacy Planning Strategies
  • Multi-Generational Planning Strategies
  • Special Needs Planning
  • Limited Partnership Arrangements for Famlies
  • Charitable Gift and Planned Giving Arrangements
  • Business Continuation and Succession Planning 


  • Life Insurance
  • Deferred Annuities
  • Income Annuities
  • Disability Income Insurance
  • Long Term Care Insurance
  • Medicare Supplement Insurance
  • Group Medical/Dental/Life/Disability/Long Term Care Insurance

Tax Planning

  • Tax Advantaged Asset Acquisition and Liquidation Strategies
  • Tax Advangated Family Asset Transfer Strategies
  • Strategic Income, Estate and Gift Tax Planning
  • Structuring Business Entities to Minimize Taxes 
  • Business Formation and Entity Tax Planning